Resources of Interest – Securities Regulation
Expiry of BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities and registration requirements for persons relying on BCI 32-517 on February 15, 2019
Reminder – as of May 5, 2015 the Minimum Amount Exemption ($150,000 – Minimum Amount Exemption) can no longer be used for individuals. The Friends, Family, and Business Associates Exemption is available in Ontario. Risk Acknowledgement Forms are required for individual accredited investors.
Sample Form 45-106F12 – Risk Acknowledgement Form for Friends, Family and Business Associated Exemption – Sample Form for informational purposes only and not intended for commercial use. Consult with your own legal counsel for its accuracy as interpretations may have changed.
Sample Form 45-106F9 – Risk Acknowledgement Form for Individual Accredited Investors – Sample Form for informational purposes only and not intended for commercial use. Consult with your own legal counsel for its accuracy as interpretations may have changed.
Resources of Interest – MIC Issues
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